Healthy Living

Wednesday, December 2, 2009

Loan Modification done wrong or right? Speak with an Attorney first.

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There are recent commercials integrating video and sound bites of President Obama in the actual television commercial. Do not be fooled by this clever trickery. The President never intended to be used as the endorser of whatever new marketing virus is spreading in America. This is absolutely ridiculous and wrong for the unqualified and the unlicensed person to practice law without being an attorney. Often times, a loan modification can reveal multiple violations. The attorney is trained to prepare for court litigation if necessary and most often resolves matters without a courtroom battle. The attorney can discuss the legal remedies or risk and prepare legal motions. The attorney knows the value of legal research. Attorneys can prepare Points and Authorities as well as documents for Discovery and other legal documentation to help obtain a favorable outcome for the homeowner.

Many of these self proclaimed experts in loan modification are charging $3,500 up to $10,000 or more in fees to write a letter and gather up a few documents from you. Some of these so called experts having no license to practice law should not pretend to be experts in civil litigation against the lender or the broker originating the loan. Many remedies are available, but you should always consult a licensed and experienced attorney first.  If you need help to save your home, there are also free services available in every County of California. Depending on where you live, a search online will provide phone numbers and addresses where you may apply. If you have no computer or internet, a trip to your local County Offices or library would be a good start.  You can call the State Capitol, for more information as well.

I worked in mortgage lending for many years and truly understand how many fraudulent loans were created and approved. Stated income, negative amortization, option arm loans and subprime loans opened the door to Pandora's Box. I became an underwriter and was trained to spot fraud in loan applications. Believe me, mortgage loan officers from California to Florida were guilty of enhancing the income to qualify and explaining it all away as nothing to the borrowers.

I recently worked in a law office that was handling loan modification cases. The clients would show me their closing documents, HUD 1 statement, Truth in lending docs, original loan application 1003 and sometimes the Good Faith Estimate. What a revelation! I spotted potential civil lawsuit Causes of Action after a cursory review of the documents. After a review of the 1003 loan application, I asked the borrower’s if they were each making $8,500 per month from their jobs. The loan application showed them making over $17,000 per month in combined income. The borrower’s stated the Broker changed that information on the loan application for them.

Many of the clients hurt were never told the truth by the very person entrusted to serve them, help them or advise them while being in a fiduciary relationship to be honest and forthright. Real Estate License or no license did not matter. Greed and commission money superseded principles and ethics. Commissions on some loans for example were almost $27,000 to the loan agent. Now... I'm not talking about a million dollar loan. At the closing table anonymous borrowers signed the loan documents which had the following fees and costs:

$650,000 loan amount to refinance an owner occupied home in Ventura County, CA.

$995 charged as loan processing fee

$595 charged as Broker Administration fee*
$50 charged as Credit report Fee
$250 charged as an appraisal review fee
$395 charged as an underwriting fee

$19,500* (3 points) was also paid as YSP or Yield Spread Premium to the Broker for an Option Arm Loan which had a 3 year prepayment penalty also. This amount was not shown as a charge to the borrower since the lender funding the loan paid the broker nearly $20,000 for 1 loan.

Get out your calculator and total this up. Ask yourself and the attorney you hire, how did this happen to me?


The above fees were from the Mortgage Broker used to originate the loan. Note the appraisal fee is usually paid to a licensed appraiser. Third parties are supposed to be neutral without any connection or influence to the originating loan broker. In this case, the brother of the broker did the appraisal and handled most of the appraisals in that office.

*Prepayment penalties should have been discussed and disclosed prior to the loan submission and approval of the borrower’s loan. Some loan agents just never cared about how much cost they were passing on to the borrower. Some Brokers and loan agents were looking for the big payday on rebates or *YSP from the lender. The higher the rate of return for the lender, the greater was the reward to the Broker or loan agent. Rebate and YSP mean the same in commission language.

The loan agent/ Broker could manipulate a higher interest rate or start rate on the loan. The loan agent could also manipulate the margin on certain types of loans. The loan agent could also add in a prepayment penalty to the homeowner’s loan to increase commissions.

I believe the lenders were also indirectly complicit in this type of activity since lenders were producing wholesale rate sheets and promoting these types of loans directly to the Brokers in their network of approved Brokers nationwide.

*Recently in Federal Court a Federal Judge ruled in favor of a plaintiff that claimed Broker Administration Fees were unearned fees for a Broker thus violating (RESPA) Real Estate Settlement Procedures Act of 1974. The broker was ordered to pay back the fees on 30,000 loans they had originated.


The additional costs listed on the HUD 1 closing statement included title insurance, hazard insurance, escrow fees, notary fees, appraisal and a few other assorted costs. Taxes and insurance are considered customary costs and found in most transactions of refinancing homes. Title insurance and escrow are also considered customary. Some states require a recent Survey such as Florida as part of the process in refinancing. If you have a home loan in Texas, the State statutes are very strict.

Escrows or impounds for taxes and insurance are required by lenders in certain transactions if the loan to value is high. Some states prohibit this practice of lender reserves.

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Comments 1 of 1
  • ReginaldoA's Avatar
    Posted by ReginaldoA Mon Oct 26, 2009 11:24am PDT

    Im not late and i applied in march to indymac lower my rates...they requested me a appraisal i sent to them. now last month i received aletter that i can be apporved because i current onmy mortggae. Im strugling to makemy payments, i borrowed miney from a friend and sister to be abble to comtinue to make the payemtn on time and they dont want to give me a chance to reduce my rates..i ned a phone number and fx or email for somebody inside indymac cvan really help me. they gve me wrong information...im exausted...

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